B.Ed LEARNING RESOURCES
POLICY FORMULATION IN EDUCATION
Definition:
v A Public Policy is a goal oriented
course of action adopted and implemented by the government bodies and officials
in pursuit of certain objectives or goals of public interest.
v Basically, Public Policies are:
v Goal
oriented
v Decision
making process
v Government’s
collective action
v Addresses
public concerns
v Interaction
of people’s demands with power structures
DEFINITION OF PUBLIC
POLICY
v Whatever governments choose to do
or not to do.. (Dye, 1972, p. 18)
v A proposed course of action of a
person, group or government within a given environment providing obstacles and
opportunities which the policy was proposed to utilize and overcome in an
effort to reach a goal or realize an objective or purpose.(Frederich, 1963, p. 79)
THE POLICY DEVELOPMENT
PROCESS
1.Problem
definition
(a) problem recognition
(b) situation analysis
(c) problem definition
(d) priority determination
|
2. Value and
Goal Clarification
(a) Consideration of values and goals
(b) clarify normative foundation
(c) describe desired results
(d) develop criteria and indicators
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3.
Option Generation
(a) focus on goals
(b) develop alternatives
(c) think broadly and outside of
established norms
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4. Selection
(a) use tools to evaluate alternatives
(b) understand potential impacts
(c) consider, debate alternatives
(d) compromise, make tradeoffs, bargain
(f) decide/recommend
(g) close the loop
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5.
Implementation
(a) understand success factors
(b) assess capacity
(c) assign responsibility
(d) choose instruments
(e) align
(f) transfer
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6. Evaluation
(a) monitor/obtain feedback
(b) compare actual and desired results
(c) learn
(d) modify as necessary
|
NATIONAL
EDUCATION BOARD
The National Education Board (NEB)
has a primary role in policy formulation in education.
It is chaired by the secretary of
Education and has the responsibility, as defined by the Education Act,
1995 ‘to advise and make recommendations to the Minister on such matters
relating to education as he refers to it, and on such other matters relating to
education as seem proper’.
The Department of Education is
organized on the basis of four divisions, one of which is known as the Policy,
Planning, Research and Communications Division (PPRC). One of the objectives of
PPRC is
‘To advise and assist the Minister
in the development of relevant policies in accordance with the legislative
requirements and national education objectives’ (Department of Education
2001,).
FORMULATION OF
EDUCATIONAL POLICY
The Ministry of Education (MoE) is
the main centre for decision-making and the formulation of educational
policies. Moreover, the majority of the educational establishments are controlled by this Ministry.
1.The Role of the
Ministry of Education (MoE)
v Basically, the MoE formulates
educational policies according to the political orientation of the country’s
administration.
v These policies generate draft-laws
that are submitted to Parliament for debate, after which - with occasional
amendments - they become laws (decrees).
v The MoE is then responsible for
their implementation and puts them into action through decrees, directives, and
circulars addressed to the regional and local educational authorities, to the
legal entities of public law or the civil entities that the MoE supervises.
v The MoE follows-up the implementation
of these laws and intervenes if necessary, to adjust or correct their
implementation.
v The MoE decides on almost all the
issues that concern teaching, personnel administration, expenditure, school
operation, etc. It is also responsible for the drafting and managing the two
annual education budgets (current and capital), apart from the
Prefecture(district under the govt of perefect)office budgets (comprising also
of education sections), which are drawn-up by the Prefectures themselves.
2.Bodies and
Agencies
v In policy
formulation various agencies participate directly or indirectly.
v The role of the
governmental agencies is direct while the role of the non-governmental agencies
indirect.
v Some of the
agency: which take part in policy formulation are legislature, cabinet, state
governments, civil servants, judiciary, boards and commissions mass media,
political parties, pressure groups and public.
v It is essential
to examine the role of these agencies in the formulation of an educational
policy in India.
Legislature
In a democratic form of government, the role of the
legislature as the prime policy making hotly is significant. It is now regarded
as a constitutional procedural device for legitimizing the policies and
decisions of government
Cabinet:
In the democratic
form of government, it is the constitutional task of the Cabinet to decide the
policies which are to be placed before the legislature for its sanction.
Members of the
Cabinet are the immediate and proximate policy makers".
Within the Cabinet
it is said that, the power of the Prime Minister in recent times has increased.
It is also stated
that the Prime Minister exerts strong influence over policy decisions if he has
the majority support of members of the union legislature. Same is the case with
the Chief Minister at the state level.
The Cabinet and
the Cabinet Committees play only an advisory and deliberative role while the
real decisions are taken by the Prime Minister himself.
State Governments
:
In a federal
polity like ours the Union Government and the State Governments participate in
policy making.
The State Governments formulate policies and
make laws on items mentioned in the state and concurrent lists.
At the state
level, the state legislature and council of ministers under the leadership of
the Chief Minister and other advisory bodies participate in the formulation of
policies
Boards and
commissions: (Permanent)
Various boards
and commissions attached to different ministries like the Railway Board, the
University Grants Commission(UGC), and the Union Public Service
Commission(UPSC) assists the respective ministries or the cabinet as a whole in
policy formulation when public policy is not in its final stage.
Bureaucracy:
The bureaucracy,
in the developing countries, plays a
dominant role in policy making, because of the underdeveloped nature of the
political system.
Administrators,
both specialists as well as generalizes, are part and parcel of various policy
making bodies like the Union education
Judiciary :
The Judiciary is
also regarded as an important agency in the policy making process.
In the United
States and India, constitutions entitle the Supreme Courts to exercise judicial
review. Policies in many areas have been influenced by judicial decisions
Mass Media :
In an ideal
situation, mass media is an important means of communication between the
citizen and the government, and so helps in shaping their reactions to each
other's decisions.
It communicates
information to the citizens about the decision of the government.
Political Parties :
Political parties
are an important part of the machinery for policy-making.
The party system
is itself a source of policy making in many democracies, especially the Western
ones. Political parties, including the Indian National Congress.
Pressure Groups :
Organized groups
or association of workers, farmers, teachers, students, traders, civil rights
groups, environmental action groups and other non governmental organizations
articulate their demands through various channels.
DECISION
MAKING
Decision making is the focus of
analysis and attempts to define it as a construct(form or theory from various
conceptual elements). The rational paradigm is often evident as in Tarter and
Hoy’s (2010) description of decision making as:“ rational, deliberative,
purposeful action, beginning with the development of a decision strategy and
moving through implementation and appraisal of results”
Decision making is one of steps of policy making
Agenda setting
Decision making
Implementation
This does not operate in a vacuum rather it is the
sum total of three issues in one, all of which are interdependent in co
committed and commensurate (correspondence in size or degree)and are:-
• Decision making process
• Decision maker
• Decision making environment
• Decision making process
• Decision maker
• Decision making environment
DECISION
MAKING PROCESS
} In a typical democratic setting,
decision making process begins
with formulation of issues,
which comes about from the social environment referred to as INPUT from the
demands of the sub-environment [socio-cultural, economic, religious,
educational, psychological, individual, ecological- north, south, west, east. ]
} In a democracy, decision making is
all encompassing (compehensive)because all the arms of government take decision
in one form or the other.
} The legislative for instance,
through individual an collective acts of the peoples representatives make laws
in itself the act of decision making and what ever is decided in terms of laws
is complemented by the executive arm:
ü Federal level [Federal Executive
Council]
ü State level [ State Executive
Council]
ü Local level [Local Government
Council]
} When it comes to implementation,
the council decides the most appropriate and best course of action and this in it self is an aspect of decision making.
} The Judiciary interprets the laws in
settlements of disputes/crisis. This in itself is also the act of decision making as the judges will sit down and pass
judgments based on the issues available to them
Decision making process does not
operate by itself and in either of the three aspects discussed. It is always
actualized by individuals and groups. On individual basis, [Decision maker] on collective basis
[decision makers],.
DECISION
MAKER
Scholars differ in their
expositions on the nature of decision maker. But one central thing that runs
across all their ideas is that as human beings, a decision maker is not made in
a day. Thus his nature can only be understood within the context of his
life-long-socialisation experiences.
Evaluation is one of components of decision
making because it is concerned about results of action already formulated and
implemented which forms a basis of complete circle of the decision making
process and the process goes back into the another at times in a refined or
reformed or reformulated decision which was earlier taken based on the outcome
resulting from evaluation.
Process of policy making with the
help of education example
Below is an explanation of
the stages of making policies and laws, using a specific example of compulsory
education.
Stage one – Ruling party
conference gives vision, goals and direction
} Stage one in the process takes
place at the major conferences of the ruling party where policies are made. At
these conferences particular issues are debated and discussed and the ruling
party decides its overall vision, goals and direction on specific issues.
} For example, the ruling party may
decide at their national conference that the policy regarding access to
education should be that all children under the age of 17 must be in school –
compulsory education. It is now the role of the party’s members in the
executive and legislative arms of government at national and provincial levels
to initiate the processes that will lead to the implementation of this policy.
Stage
two – Executive (Ministry) draws up policy on an issue
} Stage two of the process takes
place at national level where the ruling party attempts to convert its party
policy into official government policy or law following the procedures
prescribed by the Constitution. It is clear therefore that there is a strong
political link between key legislative and executive structures and the
majority party.
} It is the responsibility of the
executive branch of government to develop new policies and laws. It is the
responsibility of the legislative branch (Parliament) to approve policies and
pass new laws to give legal effect to the policies. But this is a long and slow
process during which the policy or law proposed by the ruling party is debated
and negotiated with various stakeholders, such as opposition parties, the
public, non-government organisations, etc.
This can take many years to
complete. Example:
The ruling party has stated its policy of compulsory education for all children under the age of 17. The national Minister of Education now informs his/her department of the need for a policy document to be produced on this issue. The first discussion document to be published will be a Green paper. This will be drawn up by the Ministry and the Education Department with the help of advisors, experts in education, advisory committees, etc.
The ruling party has stated its policy of compulsory education for all children under the age of 17. The national Minister of Education now informs his/her department of the need for a policy document to be produced on this issue. The first discussion document to be published will be a Green paper. This will be drawn up by the Ministry and the Education Department with the help of advisors, experts in education, advisory committees, etc.
stage three -
Finalizing a policy
} Stage three of the process is when
the policy is finalized by the relevant Department and Ministry. Once a policy
has been properly debated the Department and Ministry look at the issues and
options and draw up a final policy which is published as a White Paper. The
White Paper is a statement of intent and a detailed policy plan which often
forms the basis of legislation. It is debated and adopted by Parliament and
approved by Cabinet.
} Example
The Education Department looks at all the options and comments from stakeholders and the public regarding the policy of compulsory education for all children under the age of 17 years. For example, there may be input from Treasury saying that the government cannot afford to provide compulsory education immediately for all children under 17 years, so the policy should be phased in over 5 years. If agreed to by the Portfolio Committee these changes will be included in the revised document which is called a White Paper. Cabinet then has to approve the final policy.
The Education Department looks at all the options and comments from stakeholders and the public regarding the policy of compulsory education for all children under the age of 17 years. For example, there may be input from Treasury saying that the government cannot afford to provide compulsory education immediately for all children under 17 years, so the policy should be phased in over 5 years. If agreed to by the Portfolio Committee these changes will be included in the revised document which is called a White Paper. Cabinet then has to approve the final policy.
Stage four - Passing a
law
A White Paper often forms the basis
of legislation. If the Minister or the Department decides that a new law is
necessary to achieve its objectives and implement its policy, the Department
will begin the job of drafting the new law. In its early stages before a new
law has been tabled in Parliament it is called a draft Bill. Once it has been
tabled in Parliament it is called a Bill.
} The Bill is sent to the National Assembly
(NA) who will refer it to the relevant Portfolio Committee.
} The Portfolio Committee reviews the
Bill and asks for public comment. When the Portfolio Committee considers
the Bill it is regarded as the best time to lobby for changes or to protest the
principle of the Bill. Once the committee has made changes and asked for
clarity, they will send a report on their findings to the NA.
} The NA considers the Bill and then
votes on it with the changes the Portfolio Committee may have made.
} The Bill then goes to the National
Council of Provinces (NCOP) where the appropriate Select Committee in the NCOP
considers the Bill. The Bill goes through a different process depending on
whether it contains issues that affect the provinces or not
Stage five - Subordinate
legislation and implementing the law and policy Once
National Parliament has passed a law, or a policy has been published, it is up
to national and provincial ministries and departments to implement the law
and/or policy. If it is necessary national and provincial legislatures and
local authorities can pass subordinate legislation that gives more detail on
matters contained in the original law. Examples of subordinated legislation
are:
ü Proclamations issued by the
President
ü Regulations for acts made by ministers
ü Regulations of local authorities
ü Provincial proclamations
ü Municipal by-laws
BLUE PRINT SAMPLE OF LIFESCIENCE FOR B.Ed
1. WEIGHTAGE
TO OBJECTIVES
OBJECTIVES
|
MARKS
|
PERCENTAGE
|
KNOWLEDGE
|
60
|
60%
|
COMPREHENSION
|
||
APPLICATION
|
20
|
20%
|
SKILL
|
20
|
20%
|
TOTAL
|
100
|
100%
|
1. WEIGHTAGE
TO DIFFICULTY LEVEL OF QUESTION
QUESTION
|
MARKS
|
PERCENTAGE
|
DIFFICULT
|
25
|
25%
|
AVERAGE
|
50
|
50%
|
EASY
|
25
|
25%
|
1.
WEIGHTAGE TO FORMS OF QUESTIONS
FORMS OF QUESTION
|
MARKS FOR EACH QUESTION
|
NUMBER OF QUESTIONS
|
MARKS
|
MCQ(1)
|
1
|
20
|
20
|
SA I(2)
|
2
|
10
|
20
|
SA II(3)
|
3
|
10
|
30
|
LA(5)
|
5
|
6
|
30
|
TOTAL
|
100
|
1.
WEIGHTAGE TO CONTENT/TOPICS:
CHAPTERS
|
CONTENT
|
TOTAL
|
1
|
MICROORGANISMS : FRIEND AND FOE
|
15
|
2
|
CONSERVATION OF PLANTS AND ANIMALS
|
10
|
3
|
POLLUTION OF AIR AND WATER
|
15
|
4
|
CROP PRODUCTION AND MANAGEMENT
|
15
|
5
|
REACHING THE AGE OF ADOLESCENCE
|
17
|
6
|
CELL — STRUCTURE AND FUNCTIONS
|
13
|
7
|
REPRODUCTION IN ANIMALS
|
15
|
TOTAL
|
60
|
BLUE PRINT
SUBJECT: LIFE
SCIENCE
CLASS: VIII
DURATION: 3 HOURS
TOTAL
MARKS: 100
CHAPTERS
|
CONTENT
|
KNOWLEDGE
|
COMPREHENSION
|
APPLICATION
|
SKILL
|
TOTAL
|
||||||||||||
MCQ
(1)
|
SA I
(2)
|
SA II
(3)
|
LA
(5)
|
MCQ
(1)
|
SA I
(2)
|
SA II
(3)
|
LA
(5)
|
MCQ
(1)
|
SA I
(2)
|
SA II
(3)
|
LA
(5)
|
MCQ
(1)
|
SA I
(2)
|
SA II
(3)
|
LA
(5)
|
|||
1
|
MICROORGANISMS : FRIEND AND
FOE
|
1(3)
|
1(5)
|
1(3)
|
2(1)
|
2(1)
|
15
|
|||||||||||
2
|
CONSERVATION OF PLANTS AND
ANIMALS
|
2(1)
|
1(3)
|
1(3)
|
2(1)
|
10
|
||||||||||||
3
|
POLLUTION OF AIR AND WATER
|
1(2)
|
1(3)
|
1(2)
|
1(5)
|
1(1)
|
1(2)
|
15
|
||||||||||
4
|
CROP PRODUCTION AND
MANAGEMENT
|
2(1)
|
1(3)
|
1(1)
|
1(3)
|
1(5)
|
1(1)
|
15
|
||||||||||
5
|
REACHING THE AGE OF
ADOLESCENCE
|
1(2)
|
2(1)
|
1(5)
|
1(2)
|
1(1)
|
1(2)
|
1(3)
|
17
|
|||||||||
6
|
CELL — STRUCTURE AND
FUNCTIONS
|
1(2)
|
1(5)
|
1(2)
|
1(3)
|
1(1)
|
13
|
|||||||||||
7
|
REPRODUCTION IN ANIMALS
|
2(1)
|
1(1)
|
1(2)
|
1(3)
|
1(2)
|
1(5)
|
15
|
||||||||||
60
|
20
|
20
|
100
|
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